The person would be responsible for a variety of Compliance Quality Assurance related tasks including some or all of the following: facilitate the logistics for scheduling interviews, collecting documents, draft result reports along with collection of documents/ samples, prepare tests & document the results, prepare Key Risk Indicator (KRI) reports, draft Standard Operating Procedures (SOP), upload and monitor CIMT (Compliance Issue Management Tool) issues in ORGS, follow-up on incidents. Also, would be organizing workshops for Risk Control Assessment, Non-Financial Risk Management (NFRM) and Compliance Assurance & Risk Effectiveness (CARE) with timely delivery. The person would report to Manager in Financial Shared Services (FSS) and take direction from a Manager in Global office. This is a global role so the candidate would be supporting the Americas, APAC and Europe region for compliance review & control tests.
KEY RESPONSIBILITIES:
• Compliance Review - facilitate the logistics by scheduling interviews, collect documents, taking minutes, draft result reports.
• Key Control Test preparation by collection of documents & samples.
• Preparation of control tests and documentation of test results.
• CARE Assessment - organize kick-off, appointments, interviews.
• Monitor and follow-up on completion of questionnaire.
• Organize sessions with topic owners, appointments
• Upload and monitor CIMT issues.
• Update the Quality Assurance Connect page.
• Draft results reports based on AzP decision.
• Organizing workshops for Risk Controls Assessments (RCA), Compliance Assurance & Risk Effectiveness (CARE) & NFRM and taking minutes.
• Monitor timely delivery of follow-up steps resulting from the workshops.
• Collect KRI data and prepare KRI reports.
LINK FOR ONLINE APPLICATION - CLICK HERE
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